Premier California-Based Investment Advisory Firm

  • Management team in place (experienced manager, chief of complience, investment advisor representative)
  • Has an advanced CRM and compliance software
  • Approximately $1 million available in bank accounts, providing a strong liquidity position.
  • The firm is debt-free, in a good standing
  • Established accounts with major financial institutions, including:
    • Morgan Stanley (with access to DTC/Euroclear for delivery securities
    • US Bank
    • Citi Bank
    • JP Morgan

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